Thoughtful, strategic advice and tenacious execution based on industry experience, product knowledge, and global expertise. Learn more about Investment Banking
Partnership-focused, we are committed to delivering a disciplined, fundamental, research-driven approach to investing to create long-term sustainable value with proven, actively managed investment capabilities. Learn more about Asset Management
Private Wealth Management at William Blair is designed according to each investor’s need for customized, integrated solutions and the firm’s commitment to client success. Learn more about Private Wealth Management
Delivering superior investment ideas, management access, trade execution, and underwriting to issuers and investors around the globe. Learn more about Institutional Sales and Trading
Equity research and other insights for a rapidly evolving global marketplace. Learn more about Research and Insights
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Copyright © 2015 William Blair & Company, L.L.C. "William Blair" and "R*Docs" are registered trademarks of William Blair & Company, L.L.C.
As used on this site, "William Blair" refers to William Blair & Company, L.L.C., William Blair Investment Management, LLC, and affiliates.For more information about William Blair, please see About William Blair
The Annual and Semi-annual Consolidated Statements of Financial Condition of William Blair & Company, L.L.C., and its wholly owned subsidiary, William Blair International, Limited (collectively the "Company") are available below.
06/30/15: Semi-annual Statement
12/31/14: Annual Statement
06/30/14: Semi-annual Statement
12/31/13: Annual Statement
06/30/13: Semi-annual Statement
12/31/12: Annual Statement
Clients may also request a printed copy of the statements by calling 1-800-621-0687 ext. 5001.
Allocation Procedures for Partial Redemptions or Calls of Securities
To the extent William Blair & Company, L.L.C. ("William Blair") holds on behalf of any customer account securities which, by their terms, may be called or redeemed prior to maturity ("callable securities") and a partial call or redemption involving such securities occurs, the following procedures will be followed. William Blair will administer the partial call or redemption via an impartial lottery system by which it will allocate among its customers the securities to be selected as called or redeemed. In the event the call or redemption is deemed to be on terms favorable to the applicable holder, as determined by William Blair, William Blair shall not allocate the securities to any account in which it or its associated persons have an interest until all other customers' positions in such securities have been satisfied. In the event the call or redemption is deemed to be on terms unfavorable to the applicable holder, as determined by William Blair, the accounts of customers and associated persons will participate in the impartial lottery on equal terms. Additional details concerning the lottery process are available upon request.
In accordance with the Financial Industry Regulatory Authority conduct rule pertaining to investor education and protection, we are providing our clients with the following information:
- The FINRA Broker Check Hotline telephone number is 800-289-9999.
- The FINRA website address is finra.org.
For a copy of a brochure that includes important information concerning FINRA Broker Check, call the FINRA Broker Check Hotline or visit the FINRA website at finra.org.
FINRA Rule 4370 requires that members and member firms establish and maintain business continuity and contingency plans relating to an emergency or significant business disruption.
Click to view William Blair & Company's Business Continuity Plan Summary.
William Blair International, Ltd
The Broadgate Tower
20 Primrose Street
Registered in England & Wales:
Company Registration Number 03619027
Vat Number 731317071
William Blair International, Ltd is Authorised and Regulated by the Financial Conduct Authority (FCA)
New York Stock Exchange
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